Compliance is a very important element of a business, yet many business owners are unaware how it can help them. The cost of non-compliance can be high, you may lose customers, deals, and investors.
In this episode, Scott Gill will talk about how he helps advisors evaluate their business in a way that allows them to identify the areas of risk that are most likely to impact their firm's compliance program. It will then help them feel less worry and make their businesses' run smoother.
Avoid lawsuits and tarnishing your reputation. Listen now then contact Synergy RIA Compliance Solutions!
>>Providing compliance solutions for small to midsize registered advisors and investment advisors
>> Keeping compliance as painless as possible
>> An effective compliance program will lead to decrease risk and increase profitability.
>> Scott Gill and its relationship with Onyx Advisor Network
>> Quality fund compliance program
>> Challenges for small to midsize registered investment advisors
>> The burden of creating an effective compliance program design
>> How important compliance is from a financial perspective
Connect with Scott:
>> LinkedIn: www.linkedin.com/in/scottpgill
>> Website: synergyriacompliance.com/
>> Synergy LinkedIn: www.linkedin.com/company/synergy-ria-compliance-solutions/
>> Facebook: Synergy RIA Compliance Solutions, LLC
In case you missed it, listen to this episode with Emlen Miles-Mattingly and Dasarte Yarnway - The Midway https://player.captivate.fm/episode/de4ba450-8601-4160-8220-e75f5457b2ce
Connect with Emlen:
>> LinkedIn: www.linkedin.com/in/emlen-miles-mattingly
>> Instagram: @emilesmattingly
>> Facebook: @gennextwealth
>> Website: www.gennextwealth.com/meet-the-team/
Connect with Desarte:
>> LinkedIn: www.linkedin.com/in/dasarte-yarnway-b3b39443
>> Instagram: @dasarteyarnway
>> Twitter: @DasarteYarnway
>> Website: www.//altruist.com/
Connect with Onyx Advisor Network:
>> Twitter: https://twitter.com/OnyxAdvisors
>> Website: www.onyxadvisornetwork.com
Allies of the Industry Podcast is a place where we hear voices of underrepresented financial advisors on how they were able to start, scale, & sustain their practice. We have curated interviews from the best in the industry to share their thoughts, experiences and advice on working to promote diversity, equity, inclusivity and belonging in the financial services industry.
Through this podcast, let’s push towards an inclusive future with more opportunities and open doors for all minorities!
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